EX-1.01
Published on May 31, 2018
Exhibit 1.01
Ball Corporation
Conflict Minerals Report
For the Year Ended December 31, 2017
Introduction
This Conflict Minerals Report (“CMR”) for the year ended December 31, 2017, is presented to comply with Rule 13p‑1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “Dodd-Frank Act”). The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals which are necessary to the functionality or production of their products. Conflict minerals are defined as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives which are limited to tin, tantalum, tungsten, and gold (“3TG” or “Conflict Minerals”). The reporting and disclosure requirements apply to registrants whatever the geographic origin of the Conflict Minerals and whether or not they fund armed conflict.
Company Overview
This report has been prepared by the Company (herein referred to as “Ball,” the “Company,” “we,” “us,” or “our”). The information provided in this CMR includes the activities of all our majority-owned subsidiaries and variable interest entities that are required to be consolidated.
Ball supplies innovative, sustainable packaging solutions for beverage, food and household products customers, as well as aerospace and other technologies and services primarily for the U.S. government. Our principal products include metal packaging for beverage, food and household products, as well as components related to aerospace and other technologies. We conducted an analysis of our products and found that some of our products contain Conflict Minerals that are necessary to their functionality or production.
Reasonable Country of Origin Inquiry
In accordance with the Rule, we conducted, in good faith, a reasonable country of origin inquiry (“RCOI”) designed to determine whether any of the necessary Conflict Minerals in our products originated in the Democratic Republic of the Congo or an adjoining country (the “Covered Countries”) or were from recycled or scrap sources.
We used the Responsible Business Alliance’s (“RBA”) conflict minerals reporting template (the “Reporting Template”) to obtain sourcing information from our direct suppliers. Our RCOI included assessing the responses we received from our suppliers in accordance with our due diligence framework.
Based on our assessment of the responses from our suppliers, we have reason to believe that some of the necessary 3TG used in our products may have originated in a Covered Country and may not have come from recycled or scrap sources.
Due Diligence
1.Design of Due Diligence
Our due diligence program has been designed to conform in all material respects with the framework in The Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict Affected and High Risk Areas, and the related Supplements for gold and for tin, tantalum and tungsten (the “OECD Guidance”). Ball took the following steps in accordance with our due diligence program:
a.Establish Strong Company Management Systems
The Company has adopted and made public a conflict minerals policy. Our policy can be found at http://www.ball.com/Ball/media/Ball/Global/Downloads/Ball_Conflict_Minerals_Policy.pdf. This policy is made available to employees through an internal company portal, is publicly available on the Ball website, and is also disseminated to suppliers during our RCOI process. In addition to our conflict minerals policy, Ball has a Ball Business Ethics Code of Conduct (“The Code”), which outlines expected behaviors for all of our employees. The Code addresses Ball’s commitment to compliance with all laws applicable to the way we do business and to social sustainability.
In order to strengthen engagement with suppliers, as part of establishing management systems, we have Supplier Guiding Principles, which are included as an exhibit to our form supplier agreements. The Supplier Guiding Principles, among other things, state our expectation that our suppliers will maintain ethical business practices, including compliance with laws related to human rights. More specifically, in 2017 we continued to include a Conflict Minerals certification as part of our form supplier agreements. Since many of our agreements are long-term contracts, it will take several years for existing agreements to expire and for the Conflict Minerals certification to be included in all supplier agreements.
We utilized the Reporting Template as a tool to collect information from our suppliers regarding the smelters and refiners from which Conflict Minerals in materials and/or components that are supplied to us are derived. We also continue to engage our suppliers through follow-up to improve response quality pursuant to our due diligence program, which includes steps to review responses.
Key management members and subject matter experts implement the due diligence program, including training new employees involved in the due diligence program and conducting Conflict Minerals Working Group meetings as deemed necessary. This group also implements procedures to review supplier responses, engage with suppliers and maintain records.
b.Identify and Assess Risk in the Supply Chain
We identified suppliers that potentially provide materials and/or components containing Conflict Minerals for our beverage, food or aerosol containers and the components manufactured by our aerospace division pursuant to the steps in our due diligence program.
In our efforts to determine the mine or location of origin of any Conflict Minerals in our supply chain with the greatest possible specificity, we sent in-scope suppliers the Reporting Template, requesting information pertaining to the source of Conflict Minerals in their materials and/or components, including the source of Conflict Minerals contained in any recycled or scrap materials. Responses were tracked, accompanying information or documentation was reviewed, and additional requests for information were sent, as deemed necessary. Follow-up was performed pursuant to our due diligence program with non-responders and suppliers that provided incomplete responses, based on internally defined criteria, in an effort to obtain more detailed information. Any named smelters in the responses were reviewed against the Conformant Smelters and Refiners as part of the Responsible Minerals Assurance Process (“RMAP”) list of conflict free smelters to confirm conflict-free status.
c.Design and Implement a Strategy to Respond to Risks
As described above, we utilize the Reporting Template to collect information from suppliers and identify risk. When a potential risk is identified, such as nonresponsive suppliers, incomplete Reporting Templates (based on internally defined criteria), or other potential risks, further inquiry takes place. The risk mitigation element of our due diligence program is dependent on the unique circumstances of any issues that may arise. Senior management members of the Conflict Minerals Working Group are advised of any situation where a potential risk is identified. We will also contact any of our suppliers found to be
2
sourcing from the Covered Countries through noncertified smelters or potentially high-risk smelters, and potentially seek to establish an alternative source for Conflict Minerals.
d.Carryout Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain
As part of our due diligence program, we rely on the information provided on the RMAP website to determine if the smelters disclosed by our suppliers are certified as conflict free.
e.Report on Supply Chain Due Diligence
Our due diligence program includes filing our Form SD and CMR with the SEC on an annual basis, as well as making our CMR publicly available at http://www.ball.com/Ball/media/Ball/Global/Downloads/Ball_2018_Conflict_Minerals_Report.pdf as required by the Rule.
2.Supplier Survey Results
Inherent Limitation on Due Diligence Measures
As a downstream purchaser of materials and components that may contain Conflict Minerals, Ball must necessarily rely, in good faith, on our direct suppliers to provide us with information about the source of Conflict Minerals contained in the materials and/or components supplied to us. We do not have direct relationships with 3TG smelters and refiners and do not perform or direct audits of these entities within our supply chain.
Results
As noted above, Ball supplies innovative, sustainable packaging solutions for beverage, food and household products customers, as well as aerospace and other technologies and services primarily for the U.S. government. The combined results of our due diligence are reported below:
We received responses from seventy-three percent (73%) of the suppliers surveyed. Sixty-one percent (61%) of the suppliers that responded to our surveyed indicated in their responses that their products contained no 3TG; thus they were not in-scope. Approximately twenty-one percent (21%) of the respondents were in-scope and indicated that materials or components they provided to the Company included Conflict Minerals from the Covered Countries; however these suppliers also indicated that the smelters through which these Conflict Minerals were processed are RMAP approved smelters Approximately nineteen percent (19%) of the in-scope suppliers surveyed remain undeterminable due to incomplete responses (based on internally defined criteria). Twenty-seven percent (27%) of the suppliers surveyed did not respond to our initial survey request or the additional follow-up we conducted pursuant to our due diligence program.
3.Description of Products, Facilities Used and Country of Origin of Necessary Conflict Minerals
Ball is a manufacturer of metal packaging products as well as aerospace hardware, which are produced in a network of manufacturing facilities around the world. The tin contained in our metal packaging products is contained in the raw materials provided by our metal suppliers. Our aerospace hardware includes electronic components that contain tantalum, tin, tungsten and gold.
We have identified three hundred and seven (307) smelters from our combined business. This smelter information is provided in Exhibit A. Fifty-six (56) smelters listed were not certified as conflict free under the RMAP as of the time we reviewed the RMAP list of certified conflict free smelters when our due diligence program was performed. It should be noted that, pursuant to RMAP rules and the certification process thereunder, some smelters may not have been compliant for the whole year, some may have failed their re-audit since our due
3
diligence was performed and may be in the process of addressing relevant issues, or some smelters may have expired certifications since our due diligence was performed and a re-audit may or may not currently be in process. Eight (8) smelters on our list are “active” smelters, meaning they have not yet completed their first audit so it is not yet known if they are compliant or not.
4.Steps to be Taken to Mitigate Risk
We intend to continue to take the following steps to improve due diligence conducted regarding Conflict Minerals to further mitigate any risk that the necessary Conflict Minerals in our products could benefit armed groups in the Covered Countries:
a.We will continue to review our due diligence process to ensure all relevant suppliers are sent the Reporting Template, that information is adequately collected and reviewed, appropriate follow-up measures are taken, and that any documentation is centrally collected and maintained.
b.We will continue tracking communication with suppliers to attempt to increase the response rate and improve content and accuracy of the supplier Reporting Template responses.
c.We will attempt to engage any of our suppliers found to be supplying us with 3TG from Covered Countries that support conflict to establish an alternative source of 3TG that does not support such conflict.
d.We will continue to include a Conflict Minerals clause in new supplier contracts.
4
Exhibit A
|
Metal(*) |
Smelter Name(*) |
Facility Location(*) |
Compliant |
|
Gold |
Abington Reldan Metals, LLC |
United States of America |
No |
|
Gold |
Advanced Chemical Company |
United States of America |
Yes |
|
Gold |
African Gold Refinery |
Uganda |
Yes |
|
Gold |
Aida Chemical Industries Co., Ltd. |
Japan |
Yes |
|
Gold |
Al Etihad Gold LLC |
United Arab Emirates |
No |
|
Gold |
Allgemeine Gold-und Silberscheideanstalt A.G. |
Germany |
Yes |
|
Gold |
Almalyk Mining and Metallurgical Complex (AMMC) |
Uzbekistan |
Yes |
|
Gold |
AngloGold Ashanti Corrego do Sitio Mineracao |
Brazil |
Yes |
|
Gold |
Argor-Heraeus S.A. |
Switzerland |
Yes |
|
Gold |
Asahi Pretec Corp. |
Japan |
Yes |
|
Gold |
Asahi Refining Canada Ltd. |
Canada |
Yes |
|
Gold |
Asahi Refining USA Inc. |
United States of America |
Yes |
|
Gold |
Asaka Riken Co., Ltd. |
Japan |
Yes |
|
Gold |
Atasay Kuyumculuk Sanayi Ve Ticaret A.S. |
Turkey |
No |
|
Gold |
AU Traders and Refiners |
South Africa |
Yes |
|
Gold |
Aurubis AG |
Germany |
Yes |
|
Gold |
Bangalore Refinery |
India |
Active1 |
|
Gold |
Bangko Sentral ng Pilipinas (Central Bank of the Philippines) |
Philippines |
Yes |
|
Gold |
Boliden AB |
Sweden |
Yes |
|
Gold |
C. Hafner GmbH + Co. KG |
Germany |
Yes |
|
Gold |
Caridad |
Mexico |
No |
|
Gold |
CCR Refinery - Glencore Canada Corporation |
Canada |
Yes |
|
Gold |
Cendres + Metaux S.A. |
Switzerland |
Yes |
|
Gold |
Chimet S.p.A. |
Italy |
Yes |
|
Gold |
Chugai Mining |
Japan |
No |
|
Gold |
Daejin Indus Co., Ltd. |
Republic of Korea |
Yes |
|
Gold |
Daye Non-Ferrous Metals Mining Ltd. |
China |
No |
|
Gold |
Degussa Sonne / Mond Goldhandel GmbH |
Germany |
No |
|
Gold |
DODUCO Contacts and Refining GmbH |
Germany |
Yes |
|
Gold |
Dowa |
Japan |
Yes |
|
Gold |
DS PRETECH Co., Ltd. |
Republic of Korea |
Active1 |
|
Gold |
DSC (Do Sung Corporation) |
Republic of Korea |
Yes |
|
Gold |
Eco-System Recycling Co., Ltd. |
Japan |
Yes |
|
Gold |
Elemetal Refining, LLC |
United States of America |
No |
|
Gold |
Emirates Gold DMCC |
United Arab Emirates |
Yes |
|
Gold |
Fidelity Printers and Refiners Ltd. |
Zimbabwe |
No |
|
Gold |
GCC Gujrat Gold Centre Pvt. Ltd. |
India |
No |
|
Gold |
Geib Refining Corporation |
United States of America |
Yes |
|
Gold |
Gold Refinery of Zijin Mining Group Co., Ltd. |
China |
Yes |
|
Gold |
Great Wall Precious Metals Co., Ltd. of CBPM |
China |
No |
|
Gold |
Guangdong Jinding Gold Limited |
China |
No |
|
Gold |
Guoda Safina High-Tech Environmental Refinery Co., Ltd. |
China |
No |
|
Gold |
Hangzhou Fuchunjiang Smelting Co., Ltd. |
China |
No |
5
|
Metal(*) |
Smelter Name(*) |
Facility Location(*) |
Compliant |
|
Gold |
HeeSung Metal Ltd. |
Republic of Korea |
Yes |
|
Gold |
Heimerle + Meule GmbH |
Germany |
Yes |
|
Gold |
Heraeus Metals Hong Kong Ltd. |
China |
Yes |
|
Gold |
Heraeus Precious Metals GmbH & Co. KG |
Germany |
Yes |
|
Gold |
Hunan Chenzhou Mining Co., Ltd. |
China |
No |
|
Gold |
HwaSeong CJ CO., LTD. |
Republic of Korea |
No |
|
Gold |
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. |
China |
Yes |
|
Gold |
Ishifuku Metal Industry Co., Ltd. |
Japan |
Yes |
|
Gold |
Istanbul Gold Refinery |
Turkey |
Yes |
|
Gold |
Italpreziosi |
Italy |
Yes |
|
Gold |
Japan Mint |
Japan |
Yes |
|
Gold |
Jiangxi Copper Co., Ltd. |
China |
Yes |
|
Gold |
JSC Ekaterinburg Non-Ferrous Metal Processing Plant |
Russian Federation |
Yes |
|
Gold |
JSC Uralelectromed |
Russian Federation |
Yes |
|
Gold |
JX Nippon Mining & Metals Co., Ltd. |
Japan |
Yes |
|
Gold |
Kaloti Precious Metals |
United Arab Emirates |
No |
|
Gold |
Kazakhmys Smelting LLC |
Kazakhstan |
No |
|
Gold |
Kazzinc |
Kazakhstan |
Yes |
|
Gold |
Kennecott Utah Copper LLC |
United States of America |
Yes |
|
Gold |
KGHM Polska Miedz Spolka Akcyjna |
Poland |
Active1 |
|
Gold |
Kojima Chemicals Co., Ltd. |
Japan |
Yes |
|
Gold |
Korea Zinc Co., Ltd. |
Republic of Korea |
Yes |
|
Gold |
Kyrgyzaltyn JSC |
Kyrgyzstan |
Yes |
|
Gold |
Kyshtym Copper-Electrolytic Plant ZAO |
Russian Federation |
No |
|
Gold |
L'azurde Company For Jewelry |
Saudi Arabia |
No |
|
Gold |
Lingbao Gold Co., Ltd. |
China |
No |
|
Gold |
Lingbao Jinyuan Tonghui Refinery Co., Ltd. |
China |
No |
|
Gold |
L'Orfebre S.A. |
Andorra |
Active1 |
|
Gold |
LS-NIKKO Copper Inc. |
Republic of Korea |
Yes |
|
Gold |
Luoyang Zijin Yinhui Gold Refinery Co., Ltd. |
China |
No |
|
Gold |
Marsam Metals |
Brazil |
Yes |
|
Gold |
Materion |
United States of America |
Yes |
|
Gold |
Matsuda Sangyo Co., Ltd. |
Japan |
Yes |
|
Gold |
Metalor Technologies (Hong Kong) Ltd. |
China |
Yes |
|
Gold |
Metalor Technologies (Singapore) Pte., Ltd. |
Singapore |
Yes |
|
Gold |
Metalor Technologies (Suzhou) Ltd. |
China |
Yes |
|
Gold |
Metalor Technologies S.A. |
Switzerland |
Yes |
|
Gold |
Metalor USA Refining Corporation |
United States of America |
Yes |
|
Gold |
Metalurgica Met-Mex Penoles S.A. De C.V. |
Mexico |
Yes |
|
Gold |
Mitsubishi Materials Corporation |
Japan |
Yes |
|
Gold |
MMTC-PAMP India Pvt., Ltd. |
India |
Yes |
|
Gold |
Modeltech Sdn Bhd |
Malaysia |
Active1 |
|
Gold |
Morris and Watson |
New Zealand |
No |
|
Gold |
Morris and Watson Gold Coast |
Australia |
No |
|
Gold |
Moscow Special Alloys Processing Plant |
Russian Federation |
Yes |
|
Gold |
Nadir Metal Rafineri San. Ve Tic. A.S. |
Turkey |
Yes |
6
|
Metal(*) |
Smelter Name(*) |
Facility Location(*) |
Compliant |
|
Gold |
Navoi Mining and Metallurgical Combinat |
Uzbekistan |
No |
|
Gold |
NH Recytech Company |
Republic of Korea |
Active1 |
|
Gold |
Nihon Material Co., Ltd. |
Japan |
Yes |
|
Gold |
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH |
Austria |
Yes |
|
Gold |
Ohura Precious Metal Industry Co., Ltd. |
Japan |
Yes |
|
Gold |
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) |
Russian Federation |
Yes |
|
Gold |
OJSC Novosibirsk Refinery |
Russian Federation |
Yes |
|
Gold |
PAMP S.A. |
Switzerland |
Yes |
|
Gold |
Pease & Curren |
United States of America |
No |
|
Gold |
Penglai Penggang Gold Industry Co., Ltd. |
China |
No |
|
Gold |
Planta Recuperadora de Metales SpA |
Chile |
Yes |
|
Gold |
Prioksky Plant of Non-Ferrous Metals |
Russian Federation |
Yes |
|
Gold |
PT Aneka Tambang (Persero) Tbk |
Indonesia |
Yes |
|
Gold |
PX Precinox S.A. |
Switzerland |
Yes |
|
Gold |
Rand Refinery (Pty) Ltd. |
South Africa |
Yes |
|
Gold |
Refinery of Seemine Gold Co., Ltd. |
China |
No |
|
Gold |
Remondis Argentia B.V. |
Netherlands |
Active1 |
|
Gold |
Republic Metals Corporation |
United States of America |
Yes |
|
Gold |
Royal Canadian Mint |
Canada |
Yes |
|
Gold |
SAAMP |
France |
Yes |
|
Gold |
Sabin Metal Corp. |
United States of America |
No |
|
Gold |
Safimet S.p.A |
Italy |
Yes |
|
Gold |
SAFINA A.S. |
Czech Republic |
Yes |
|
Gold |
Sai Refinery |
India |
No |
|
Gold |
Samduck Precious Metals |
Republic of Korea |
Yes |
|
Gold |
Samwon Metals Corp. |
Republic of Korea |
No |
|
Gold |
SAXONIA Edelmetalle GmbH |
Germany |
Yes |
|
Gold |
Schone Edelmetaal B.V. |
Netherlands |
No |
|
Gold |
SEMPSA Joyeria Plateria S.A. |
Spain |
Yes |
|
Gold |
Shandong Tiancheng Biological Gold Industrial Co., Ltd. |
China |
No |
|
Gold |
Shandong Zhaojin Gold & Silver Refinery Co., Ltd. |
China |
Yes |
|
Gold |
Sichuan Tianze Precious Metals Co., Ltd. |
China |
Yes |
|
Gold |
Singway Technology Co., Ltd. |
Taiwan, Province Of China |
Yes |
|
Gold |
SOE Shyolkovsky Factory of Secondary Precious Metals |
Russian Federation |
Yes |
|
Gold |
Solar Applied Materials Technology Corp. |
Taiwan, Province Of China |
Yes |
|
Gold |
State Research Institute Center for Physical Sciences and Technology |
Lithuania |
No |
|
Gold |
Sudan Gold Refinery |
Sudan |
No |
|
Gold |
Sumitomo Metal Mining Co., Ltd. |
Japan |
Yes |
|
Gold |
SungEel HiMetal Co., Ltd. |
Republic of Korea |
Yes |
|
Gold |
T.C.A S.p.A |
Italy |
Yes |
|
Gold |
Tanaka Kikinzoku Kogyo K.K. |
Japan |
Yes |
|
Gold |
The Refinery of Shandong Gold Mining Co., Ltd. |
China |
Yes |
|
Gold |
Tokuriki Honten Co., Ltd. |
Japan |
Yes |
|
Gold |
Tongling Nonferrous Metals Group Co., Ltd. |
China |
No |
|
Gold |
Tony Goetz NV |
Belgium |
No |
|
Gold |
TOO Tau-Ken-Altyn |
Kazakhstan |
No |
7
|
Metal(*) |
Smelter Name(*) |
Facility Location(*) |
Compliant |
|
Gold |
Torecom |
Republic of Korea |
Yes |
|
Gold |
Umicore Brasil Ltda. |
Brazil |
Yes |
|
Gold |
Umicore Precious Metals Thailand |
Thailand |
Yes |
|
Gold |
Umicore S.A. Business Unit Precious Metals Refining |
Belgium |
Yes |
|
Gold |
United Precious Metal Refining, Inc. |
United States of America |
Yes |
|
Gold |
Universal Precious Metals Refining Zambia |
Zambia |
No |
|
Gold |
Valcambi S.A. |
Switzerland |
Yes |
|
Gold |
Western Australian Mint (T/a The Perth Mint) |
Australia |
Yes |
|
Gold |
WIELAND Edelmetalle GmbH |
Germany |
Yes |
|
Gold |
Yamakin Co., Ltd. |
Japan |
Yes |
|
Gold |
Yokohama Metal Co., Ltd. |
Japan |
Yes |
|
Gold |
Yunnan Copper Industry Co., Ltd. |
China |
No |
|
Gold |
Zhongyuan Gold Smelter of Zhongjin Gold Corporation |
China |
Yes |
|
Tantalum |
Asaka Riken Co., Ltd. |
Japan |
Yes |
|
Tantalum |
Changsha South Tantalum Niobium Co., Ltd. |
China |
Yes |
|
Tantalum |
D Block Metals, LLC |
United States of America |
Yes |
|
Tantalum |
Duoluoshan |
China |
No |
|
Tantalum |
Exotech Inc. |
United States of America |
Yes |
|
Tantalum |
F&X Electro-Materials Ltd. |
China |
Yes |
|
Tantalum |
FIR Metals & Resource Ltd. |
China |
Yes |
|
Tantalum |
Global Advanced Metals Aizu |
Japan |
Yes |
|
Tantalum |
Global Advanced Metals Boyertown |
United States of America |
Yes |
|
Tantalum |
Guangdong Rising Rare Metals-EO Materials Ltd. |
China |
Yes |
|
Tantalum |
Guangdong Zhiyuan New Material Co., Ltd. |
China |
Yes |
|
Tantalum |
H.C. Starck Co., Ltd. |
Thailand |
Yes |
|
Tantalum |
H.C. Starck Hermsdorf GmbH |
Germany |
Yes |
|
Tantalum |
H.C. Starck Ltd. |
Japan |
Yes |
|
Tantalum |
H.C. Starck Smelting GmbH & Co. KG |
Germany |
Yes |
|
Tantalum |
H.C. Starck Tantalum and Niobium GmbH |
Germany |
Yes |
|
Tantalum |
Hengyang King Xing Lifeng New Materials Co., Ltd. |
China |
Yes |
|
Tantalum |
Jiangxi Dinghai Tantalum & Niobium Co., Ltd. |
China |
Yes |
|
Tantalum |
Jiangxi Tuohong New Raw Material |
China |
Yes |
|
Tantalum |
Jiujiang Janny New Material Co., Ltd. |
China |
Yes |
|
Tantalum |
JiuJiang JinXin Nonferrous Metals Co., Ltd. |
China |
Yes |
|
Tantalum |
KEMET Blue Metals |
Mexico |
Yes |
|
Tantalum |
KEMET Blue Powder |
United States of America |
Yes |
|
Tantalum |
LSM Brasil S.A. |
Brazil |
Yes |
|
Tantalum |
Metallurgical Products India Pvt., Ltd. |
India |
Yes |
|
Tantalum |
Mineracao Taboca S.A. |
Brazil |
Yes |
|
Tantalum |
Mitsui Mining and Smelting Co., Ltd. |
Japan |
Yes |
|
Tantalum |
Ningxia Orient Tantalum Industry Co., Ltd. |
China |
Yes |
|
Tantalum |
NPM Silmet AS |
Estonia |
Yes |
|
Tantalum |
Power Resources Ltd. |
Macedonia, The Former Yugoslav Republic Of |
Yes |
|
Tantalum |
QuantumClean |
United States of America |
Yes |
|
Tantalum |
RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd. |
China |
Yes |
|
Tantalum |
Solikamsk Magnesium Works OAO |
Russian Federation |
Yes |
8
|
Metal(*) |
Smelter Name(*) |
Facility Location(*) |
Compliant |
|
Tantalum |
Taki Chemical Co., Ltd. |
Japan |
Yes |
|
Tantalum |
Telex Metals |
United States of America |
Yes |
|
Tantalum |
Ulba Metallurgical Plant JSC |
Kazakhstan |
Yes |
|
Tantalum |
XinXing HaoRong Electronic Material Co., Ltd. |
China |
Yes |
|
Tantalum |
Yichun Jin Yang Rare Metal Co., Ltd. |
China |
No |
|
Tin |
Alpha |
United States of America |
Yes |
|
Tin |
An Vinh Joint Stock Mineral Processing Company |
Viet Nam |
No |
|
Tin |
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. |
China |
Yes |
|
Tin |
Chifeng Dajingzi Tin Industry Co., Ltd. |
China |
Yes |
|
Tin |
China Tin Group Co., Ltd. |
China |
Yes |
|
Tin |
CNMC (Guangxi) PGMA Co., Ltd. |
China |
Yes |
|
Tin |
CV Ayi Jaya |
Indonesia |
Yes |
|
Tin |
CV Dua Sekawan |
Indonesia |
Yes |
|
Tin |
CV Gita Pesona |
Indonesia |
Yes |
|
Tin |
CV Tiga Sekawan |
Indonesia |
No |
|
Tin |
CV United Smelting |
Indonesia |
Yes |
|
Tin |
CV Venus Inti Perkasa |
Indonesia |
Yes |
|
Tin |
Dowa |
Japan |
Yes |
|
Tin |
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company |
Viet Nam |
No |
|
Tin |
EM Vinto |
Bolivia (Plurinational State Of) |
Yes |
|
Tin |
Estanho de Rondonia S.A. |
Brazil |
No |
|
Tin |
Fenix Metals |
Poland |
Yes |
|
Tin |
Gejiu Fengming Metallurgy Chemical Plant |
China |
Yes |
|
Tin |
Gejiu Jinye Mineral Company |
China |
Yes |
|
Tin |
Gejiu Kai Meng Industry and Trade LLC |
China |
Yes |
|
Tin |
Gejiu Non-Ferrous Metal Processing Co., Ltd. |
China |
Yes |
|
Tin |
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. |
China |
Yes |
|
Tin |
Gejiu Zili Mining And Metallurgy Co., Ltd. |
China |
No |
|
Tin |
Guangdong Hanhe Non-Ferrous Metal Co., Ltd. |
China |
Yes |
|
Tin |
Guanyang Guida Nonferrous Metal Smelting Plant |
China |
Yes |
|
Tin |
HuiChang Hill Tin Industry Co., Ltd. |
China |
Yes |
|
Tin |
Huichang Jinshunda Tin Co., Ltd. |
China |
Yes |
|
Tin |
Jiangxi Ketai Advanced Material Co., Ltd. |
China |
Yes |
|
Tin |
Jiangxi New Nanshan Technology Ltd. |
China |
Yes |
|
Tin |
Magnu's Minerais Metais e Ligas Ltda. |
Brazil |
Yes |
|
Tin |
Malaysia Smelting Corporation (MSC) |
Malaysia |
Yes |
|
Tin |
Melt Metais e Ligas S.A. |
Brazil |
Yes |
|
Tin |
Metallo Belgium N.V. |
Belgium |
Yes |
|
Tin |
Metallo Spain S.L.U. |
Spain |
Yes |
|
Tin |
Mineracao Taboca S.A. |
Brazil |
Yes |
|
Tin |
Minsur |
Peru |
Yes |
|
Tin |
Mitsubishi Materials Corporation |
Japan |
Yes |
|
Tin |
Modeltech Sdn Bhd |
Malaysia |
Active1 |
|
Tin |
Nghe Tinh Non-Ferrous Metals Joint Stock Company |
Viet Nam |
No |
|
Tin |
O.M. Manufacturing (Thailand) Co., Ltd. |
Thailand |
Yes |
|
Tin |
O.M. Manufacturing Philippines, Inc. |
Philippines |
Yes |
9
|
Metal(*) |
Smelter Name(*) |
Facility Location(*) |
Compliant |
|
Tin |
Operaciones Metalurgical S.A. |
Bolivia (Plurinational State Of) |
Yes |
|
Tin |
Pongpipat Company Limited |
Myanmar |
No |
|
Tin |
PT Aries Kencana Sejahtera |
Indonesia |
Yes |
|
Tin |
PT Artha Cipta Langgeng |
Indonesia |
Yes |
|
Tin |
PT ATD Makmur Mandiri Jaya |
Indonesia |
Yes |
|
Tin |
PT Babel Inti Perkasa |
Indonesia |
Yes |
|
Tin |
PT Bangka Prima Tin |
Indonesia |
Yes |
|
Tin |
PT Bangka Serumpun |
Indonesia |
Yes |
|
Tin |
PT Bangka Tin Industry |
Indonesia |
Yes |
|
Tin |
PT Belitung Industri Sejahtera |
Indonesia |
Yes |
|
Tin |
PT Bukit Timah |
Indonesia |
Yes |
|
Tin |
PT DS Jaya Abadi |
Indonesia |
Yes |
|
Tin |
PT Eunindo Usaha Mandiri |
Indonesia |
Yes |
|
Tin |
PT Inti Stania Prima |
Indonesia |
Yes |
|
Tin |
PT Karimun Mining |
Indonesia |
Yes |
|
Tin |
PT Kijang Jaya Mandiri |
Indonesia |
Yes |
|
Tin |
PT Lautan Harmonis Sejahtera |
Indonesia |
Yes |
|
Tin |
PT Menara Cipta Mulia |
Indonesia |
Yes |
|
Tin |
PT Mitra Stania Prima |
Indonesia |
Yes |
|
Tin |
PT Panca Mega Persada |
Indonesia |
Yes |
|
Tin |
PT Premium Tin Indonesia |
Indonesia |
Yes |
|
Tin |
PT Prima Timah Utama |
Indonesia |
Yes |
|
Tin |
PT Refined Bangka Tin |
Indonesia |
Yes |
|
Tin |
PT Sariwiguna Binasentosa |
Indonesia |
Yes |
|
Tin |
PT Stanindo Inti Perkasa |
Indonesia |
Yes |
|
Tin |
PT Sukses Inti Makmur |
Indonesia |
Yes |
|
Tin |
PT Sumber Jaya Indah |
Indonesia |
Yes |
|
Tin |
PT Timah (Persero) Tbk Kundur |
Indonesia |
Yes |
|
Tin |
PT Tinindo Inter Nusa |
Indonesia |
Yes |
|
Tin |
PT Tommy Utama |
Indonesia |
Yes |
|
Tin |
Resind Industria e Comercio Ltda. |
Brazil |
Yes |
|
Tin |
Rui Da Hung |
Taiwan, Province Of China |
Yes |
|
Tin |
Soft Metais Ltda. |
Brazil |
Yes |
|
Tin |
Super Ligas |
Brazil |
No |
|
Tin |
Thaisarco |
Thailand |
Yes |
|
Tin |
White Solder Metalurgia e Mineracao Ltda. |
Brazil |
Yes |
|
Tin |
Yunnan Tin Company Limited |
China |
Yes |
|
Tungsten |
A.L.M.T. TUNGSTEN Corp. |
Japan |
Yes |
|
Tungsten |
ACL Metais Eireli |
Brazil |
Yes |
|
Tungsten |
Asia Tungsten Products Vietnam Ltd. |
Viet Nam |
Yes |
|
Tungsten |
Chenzhou Diamond Tungsten Products Co., Ltd. |
China |
Yes |
|
Tungsten |
Chongyi Zhangyuan Tungsten Co., Ltd. |
China |
Yes |
|
Tungsten |
Fujian Jinxin Tungsten Co., Ltd. |
China |
Yes |
|
Tungsten |
Ganzhou Haichuang Tungsten Co., Ltd. |
China |
No |
|
Tungsten |
Ganzhou Huaxing Tungsten Products Co., Ltd. |
China |
Yes |
|
Tungsten |
Ganzhou Jiangwu Ferrotungsten Co., Ltd. |
China |
Yes |
10
|
Metal(*) |
Smelter Name(*) |
Facility Location(*) |
Compliant |
|
Tungsten |
Ganzhou Seadragon W & Mo Co., Ltd. |
China |
Yes |
|
Tungsten |
Ganzhou Yatai Tungsten Co., Ltd. |
China |
Yes |
|
Tungsten |
Guangdong Xianglu Tungsten Co., Ltd. |
China |
Yes |
|
Tungsten |
H.C. Starck Smelting GmbH & Co. KG |
Germany |
Yes |
|
Tungsten |
Hunan Chenzhou Mining Co., Ltd. |
China |
Yes |
|
Tungsten |
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji |
China |
Yes |
|
Tungsten |
Hunan Chunchang Nonferrous Metals Co., Ltd. |
China |
Yes |
|
Tungsten |
Hunan Litian Tungsten Industry Co., Ltd. |
China |
No |
|
Tungsten |
Hydrometallurg, JSC |
Russian Federation |
Yes |
|
Tungsten |
Japan New Metals Co., Ltd. |
Japan |
Yes |
|
Tungsten |
Jiangwu H.C. Starck Tungsten Products Co., Ltd. |
China |
Yes |
|
Tungsten |
Jiangxi Dayu Longxintai Tungsten Co., Ltd. |
China |
Yes |
|
Tungsten |
Jiangxi Gan Bei Tungsten Co., Ltd. |
China |
No |
|
Tungsten |
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. |
China |
No |
|
Tungsten |
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. |
China |
Yes |
|
Tungsten |
Jiangxi Xinsheng Tungsten Industry Co., Ltd. |
China |
Yes |
|
Tungsten |
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. |
China |
No |
|
Tungsten |
Jiangxi Yaosheng Tungsten Co., Ltd. |
China |
Yes |
|
Tungsten |
Kennametal Fallon |
United States of America |
Yes |
|
Tungsten |
Kennametal Huntsville |
United States of America |
Yes |
|
Tungsten |
Malipo Haiyu Tungsten Co., Ltd. |
China |
Yes |
|
Tungsten |
Moliren Ltd. |
Russian Federation |
Yes |
|
Tungsten |
Niagara Refining LLC |
United States of America |
Yes |
|
Tungsten |
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC |
Viet Nam |
Yes |
|
Tungsten |
Philippine Chuangxin Industrial Co., Inc. |
Philippines |
Yes |
|
Tungsten |
South-East Nonferrous Metal Company Limited of Hengyang City |
China |
Yes |
|
Tungsten |
Tejing (Vietnam) Tungsten Co., Ltd. |
Viet Nam |
Yes |
|
Tungsten |
Unecha Refractory metals plant |
Russian Federation |
Yes |
|
Tungsten |
Vietnam Youngsun Tungsten Industry Co., Ltd. |
Viet Nam |
Yes |
|
Tungsten |
Wolfram Bergbau und Hutten AG |
Austria |
Yes |
|
Tungsten |
Woltech Korea Co., Ltd. |
Republic of Korea |
Yes |
|
Tungsten |
Xiamen Tungsten (H.C.) Co., Ltd. |
China |
Yes |
|
Tungsten |
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. |
China |
Yes |
|
Tungsten |
Xinhai Rendan Shaoguan Tungsten Co., Ltd. |
China |
Yes |
1Active smelters have not finalized their first RMAP and cannot be classified as compliant or not.
11