Form: SD

Specialized Disclosure Report filed pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to the use of conflict minerals (Rule 13p-1)

May 31, 2018

Exhibit 1.01

 

Ball Corporation

Conflict Minerals Report

For the Year Ended December 31, 2017

 

Introduction

 

This Conflict Minerals Report (“CMR”) for the year ended December 31, 2017, is presented to comply with Rule 13p‑1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “Dodd-Frank Act”). The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals which are necessary to the functionality or production of their products. Conflict minerals are defined as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives which are limited to tin, tantalum, tungsten, and gold (“3TG” or “Conflict Minerals”). The reporting and disclosure requirements apply to registrants whatever the geographic origin of the Conflict Minerals and whether or not they fund armed conflict.

 

Company Overview

 

This report has been prepared by the Company (herein referred to as “Ball,” the “Company,” “we,” “us,” or “our”). The information provided in this CMR includes the activities of all our majority-owned subsidiaries and variable interest entities that are required to be consolidated.

 

Ball supplies innovative, sustainable packaging solutions for beverage, food and household products customers, as well as aerospace and other technologies and services primarily for the U.S. government. Our principal products include metal packaging for beverage, food and household products, as well as components related to aerospace and other technologies. We conducted an analysis of our products and found that some of our products contain Conflict Minerals that are necessary to their functionality or production.

 

Reasonable Country of Origin Inquiry

 

In accordance with the Rule, we conducted, in good faith, a reasonable country of origin inquiry (“RCOI”) designed to determine whether any of the necessary Conflict Minerals in our products originated in the Democratic Republic of the Congo or an adjoining country (the “Covered Countries”) or were from recycled or scrap sources.

 

We used the Responsible Business Alliance’s (“RBA”) conflict minerals reporting template (the “Reporting Template”) to obtain sourcing information from our direct suppliers. Our RCOI included assessing the responses we received from our suppliers in accordance with our due diligence framework.

 

Based on our assessment of the responses from our suppliers, we have reason to believe that some of the necessary 3TG used in our products may have originated in a Covered Country and may not have come from recycled or scrap sources.

 

Due Diligence

 

1.Design of Due Diligence

 

Our due diligence program has been designed to conform in all material respects with the framework in The Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict Affected and High Risk Areas, and the related Supplements for gold and for tin, tantalum and tungsten (the “OECD Guidance”). Ball took the following steps in accordance with our due diligence program:

 


 

a.Establish Strong Company Management Systems

 

The Company has adopted and made public a conflict minerals policy. Our policy can be found at http://www.ball.com/Ball/media/Ball/Global/Downloads/Ball_Conflict_Minerals_Policy.pdf. This policy is made available to employees through an internal company portal, is publicly available on the Ball website, and is also disseminated to suppliers during our RCOI process. In addition to our conflict minerals policy, Ball has a Ball Business Ethics Code of Conduct (“The Code”), which outlines expected behaviors for all of our employees. The Code addresses Ball’s commitment to compliance with all laws applicable to the way we do business and to social sustainability.

 

In order to strengthen engagement with suppliers, as part of establishing management systems, we have Supplier Guiding Principles, which are included as an exhibit to our form supplier agreements. The Supplier Guiding Principles, among other things, state our expectation that our suppliers will maintain ethical business practices, including compliance with laws related to human rights. More specifically, in 2017 we continued to include a Conflict Minerals certification as part of our form supplier agreements. Since many of our agreements are long-term contracts, it will take several years for existing agreements to expire and for the Conflict Minerals certification to be included in all supplier agreements.

 

We utilized the Reporting Template as a tool to collect information from our suppliers regarding the smelters and refiners from which Conflict Minerals in materials and/or components that are supplied to us are derived. We also continue to engage our suppliers through follow-up to improve response quality pursuant to our due diligence program, which includes steps to review responses.

 

Key management members and subject matter experts implement the due diligence program, including training new employees involved in the due diligence program and conducting Conflict Minerals Working Group meetings as deemed necessary. This group also implements procedures to review supplier responses, engage with suppliers and maintain records.

 

b.Identify and Assess Risk in the Supply Chain

 

We identified suppliers that potentially provide materials and/or components containing Conflict Minerals for our beverage, food or aerosol containers and the components manufactured by our aerospace division pursuant to the steps in our due diligence program.

 

In our efforts to determine the mine or location of origin of any Conflict Minerals in our supply chain with the greatest possible specificity, we sent in-scope suppliers the Reporting Template, requesting information pertaining to the source of Conflict Minerals in their materials and/or components, including the source of Conflict Minerals contained in any recycled or scrap materials. Responses were tracked,  accompanying information or documentation was reviewed, and additional requests for information were sent,  as deemed necessary. Follow-up was performed pursuant to our due diligence program with non-responders and suppliers that provided incomplete responses, based on internally defined criteria, in an effort to obtain more detailed information. Any named smelters in the responses were reviewed against the Conformant Smelters and Refiners as part of the Responsible Minerals Assurance Process  (“RMAP”) list of conflict free smelters to confirm conflict-free status.

 

c.Design and Implement a Strategy to Respond to Risks

 

As described above, we utilize the Reporting Template to collect information from suppliers and identify risk. When a  potential risk is identified, such as nonresponsive suppliers, incomplete Reporting Templates (based on internally defined criteria), or other potential risks, further inquiry takes place. The risk mitigation element of our due diligence program is dependent on the unique circumstances of any issues that may arise. Senior management members of the Conflict Minerals Working Group are advised of any situation where a potential risk is identified. We will also contact any of our suppliers found to be

2

 


 

sourcing from the Covered Countries through noncertified smelters or potentially high-risk smelters,  and potentially seek to establish an alternative source for Conflict Minerals.

 

d.Carryout Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain

 

As part of our due diligence program, we rely on the information provided on the RMAP website to determine if the smelters disclosed by our suppliers are certified as conflict free.

 

e.Report on Supply Chain Due Diligence

 

Our due diligence program includes filing our Form SD and CMR with the SEC on an annual basis, as well as making our CMR publicly available at http://www.ball.com/Ball/media/Ball/Global/Downloads/Ball_2018_Conflict_Minerals_Report.pdf as required by the Rule.

 

2.Supplier Survey Results

 

Inherent Limitation on Due Diligence Measures

 

As a downstream purchaser of materials and components that may contain Conflict Minerals, Ball must necessarily rely, in good faith, on our direct suppliers to provide us with information about the source of Conflict Minerals contained in the materials and/or components supplied to us. We do not have direct relationships with 3TG smelters and refiners and do not perform or direct audits of these entities within our supply chain.

 

Results

 

As noted above, Ball supplies innovative, sustainable packaging solutions for beverage, food and household products customers, as well as aerospace and other technologies and services primarily for the U.S. government. The combined results of our due diligence are reported below:

 

We received responses from seventy-three percent (73%) of the suppliers surveyed. Sixty-one percent  (61%) of the suppliers that responded to our surveyed indicated in their responses that their products contained no 3TG; thus they were not in-scope. Approximately twenty-one percent  (21%) of the respondents were in-scope and indicated that materials or components they provided to the Company included Conflict Minerals from the Covered Countries; however these suppliers also indicated that the smelters through which these Conflict Minerals were processed are RMAP approved smelters Approximately nineteen percent (19%) of the in-scope suppliers surveyed remain undeterminable due to incomplete responses (based on internally defined criteria). Twenty-seven percent (27%) of the suppliers surveyed did not respond to our initial survey request or the additional follow-up we conducted pursuant to our due diligence program.

 

3.Description of Products, Facilities Used and Country of Origin of Necessary Conflict Minerals

 

Ball is a manufacturer of metal packaging products as well as aerospace hardware, which are produced in a network of manufacturing facilities around the world. The tin contained in our metal packaging products is contained in the raw materials provided by our metal suppliers. Our aerospace hardware includes electronic components that contain tantalum, tin, tungsten and gold.

 

We have identified  three hundred and seven (307) smelters from our combined business. This smelter information is provided in Exhibit A. Fifty-six (56) smelters listed were not certified as conflict free under the RMAP as of the time we reviewed the RMAP list of certified conflict free smelters when our due diligence program was performed. It should be noted that, pursuant to RMAP rules and the certification process thereunder, some smelters may not have been compliant for the whole year, some may have failed their re-audit since our due

3

 


 

diligence was performed and may be in the process of addressing relevant issues, or some smelters may have expired certifications since our due diligence was performed and a re-audit may or may not currently be in process.  Eight (8) smelters on our list are “active” smelters, meaning they have not yet completed their first audit so it is not yet known if they are compliant or not. 

 

4.Steps to be Taken to Mitigate Risk

 

We intend to continue to take the following steps to improve due diligence conducted regarding Conflict Minerals to further mitigate any risk that the necessary Conflict Minerals in our products could benefit armed groups in the Covered Countries:

 

a.We will continue to review our due diligence process to ensure all relevant suppliers are sent the Reporting Template, that information is adequately collected and reviewed, appropriate follow-up measures are taken, and that any documentation is centrally collected and maintained.

 

b.We will continue tracking communication with suppliers to attempt to increase the response rate and improve content and accuracy of the supplier Reporting Template responses.

 

c.We will attempt to engage any of our suppliers found to be supplying us with 3TG from Covered Countries that support conflict to establish an alternative source of 3TG that does not support such conflict.

 

d.We will continue to include a Conflict Minerals clause in new supplier contracts.

 

 

 

 

4

 


 

 

Exhibit A

 

 

 

 

 

 

Metal(*)

Smelter Name(*)

Facility Location(*)

Compliant

Gold

Abington Reldan Metals, LLC

United States of America

No

Gold

Advanced Chemical Company

United States of America

Yes

Gold

African Gold Refinery

Uganda

Yes

Gold

Aida Chemical Industries Co., Ltd.

Japan

Yes

Gold

Al Etihad Gold LLC

United Arab Emirates

No

Gold

Allgemeine Gold-und Silberscheideanstalt A.G.

Germany

Yes

Gold

Almalyk Mining and Metallurgical Complex (AMMC)

Uzbekistan

Yes

Gold

AngloGold Ashanti Corrego do Sitio Mineracao

Brazil

Yes

Gold

Argor-Heraeus S.A.

Switzerland

Yes

Gold

Asahi Pretec Corp.

Japan

Yes

Gold

Asahi Refining Canada Ltd.

Canada

Yes

Gold

Asahi Refining USA Inc.

United States of America

Yes

Gold

Asaka Riken Co., Ltd.

Japan

Yes

Gold

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

Turkey

No

Gold

AU Traders and Refiners

South Africa

Yes

Gold

Aurubis AG

Germany

Yes

Gold

Bangalore Refinery

India

Active1

Gold

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

Philippines

Yes

Gold

Boliden AB

Sweden

Yes

Gold

C. Hafner GmbH + Co. KG

Germany

Yes

Gold

Caridad

Mexico

No

Gold

CCR Refinery - Glencore Canada Corporation

Canada

Yes

Gold

Cendres + Metaux S.A.

Switzerland

Yes

Gold

Chimet S.p.A.

Italy

Yes

Gold

Chugai Mining

Japan

No

Gold

Daejin Indus Co., Ltd.

Republic of Korea

Yes

Gold

Daye Non-Ferrous Metals Mining Ltd.

China

No

Gold

Degussa Sonne / Mond Goldhandel GmbH

Germany

No

Gold

DODUCO Contacts and Refining GmbH

Germany

Yes

Gold

Dowa

Japan

Yes

Gold

DS PRETECH Co., Ltd.

Republic of Korea

Active1

Gold

DSC (Do Sung Corporation)

Republic of Korea

Yes

Gold

Eco-System Recycling Co., Ltd.

Japan

Yes

Gold

Elemetal Refining, LLC

United States of America

No

Gold

Emirates Gold DMCC

United Arab Emirates

Yes

Gold

Fidelity Printers and Refiners Ltd.

Zimbabwe

No

Gold

GCC Gujrat Gold Centre Pvt. Ltd.

India

No

Gold

Geib Refining Corporation

United States of America

Yes

Gold

Gold Refinery of Zijin Mining Group Co., Ltd.

China

Yes

Gold

Great Wall Precious Metals Co., Ltd. of CBPM

China

No

Gold

Guangdong Jinding Gold Limited

China

No

Gold

Guoda Safina High-Tech Environmental Refinery Co., Ltd.

China

No

Gold

Hangzhou Fuchunjiang Smelting Co., Ltd.

China

No

5

 


 

 

 

 

 

Metal(*)

Smelter Name(*)

Facility Location(*)

Compliant

Gold

HeeSung Metal Ltd.

Republic of Korea

Yes

Gold

Heimerle + Meule GmbH

Germany

Yes

Gold

Heraeus Metals Hong Kong Ltd.

China

Yes

Gold

Heraeus Precious Metals GmbH & Co. KG

Germany

Yes

Gold

Hunan Chenzhou Mining Co., Ltd.

China

No

Gold

HwaSeong CJ CO., LTD.

Republic of Korea

No

Gold

Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.

China

Yes

Gold

Ishifuku Metal Industry Co., Ltd.

Japan

Yes

Gold

Istanbul Gold Refinery

Turkey

Yes

Gold

Italpreziosi

Italy

Yes

Gold

Japan Mint

Japan

Yes

Gold

Jiangxi Copper Co., Ltd.

China

Yes

Gold

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

Russian Federation

Yes

Gold

JSC Uralelectromed

Russian Federation

Yes

Gold

JX Nippon Mining & Metals Co., Ltd.

Japan

Yes

Gold

Kaloti Precious Metals

United Arab Emirates

No

Gold

Kazakhmys Smelting LLC

Kazakhstan

No

Gold

Kazzinc

Kazakhstan

Yes

Gold

Kennecott Utah Copper LLC

United States of America

Yes

Gold

KGHM Polska Miedz Spolka Akcyjna

Poland

Active1

Gold

Kojima Chemicals Co., Ltd.

Japan

Yes

Gold

Korea Zinc Co., Ltd.

Republic of Korea

Yes

Gold

Kyrgyzaltyn JSC

Kyrgyzstan

Yes

Gold

Kyshtym Copper-Electrolytic Plant ZAO

Russian Federation

No

Gold

L'azurde Company For Jewelry

Saudi Arabia

No

Gold

Lingbao Gold Co., Ltd.

China

No

Gold

Lingbao Jinyuan Tonghui Refinery Co., Ltd.

China

No

Gold

L'Orfebre S.A.

Andorra

Active1

Gold

LS-NIKKO Copper Inc.

Republic of Korea

Yes

Gold

Luoyang Zijin Yinhui Gold Refinery Co., Ltd.

China

No

Gold

Marsam Metals

Brazil

Yes

Gold

Materion

United States of America

Yes

Gold

Matsuda Sangyo Co., Ltd.

Japan

Yes

Gold

Metalor Technologies (Hong Kong) Ltd.

China

Yes

Gold

Metalor Technologies (Singapore) Pte., Ltd.

Singapore

Yes

Gold

Metalor Technologies (Suzhou) Ltd.

China

Yes

Gold

Metalor Technologies S.A.

Switzerland

Yes

Gold

Metalor USA Refining Corporation

United States of America

Yes

Gold

Metalurgica Met-Mex Penoles S.A. De C.V.

Mexico

Yes

Gold

Mitsubishi Materials Corporation

Japan

Yes

Gold

MMTC-PAMP India Pvt., Ltd.

India

Yes

Gold

Modeltech Sdn Bhd

Malaysia

Active1

Gold

Morris and Watson

New Zealand

No

Gold

Morris and Watson Gold Coast

Australia

No

Gold

Moscow Special Alloys Processing Plant

Russian Federation

Yes

Gold

Nadir Metal Rafineri San. Ve Tic. A.S.

Turkey

Yes

6

 


 

 

 

 

 

Metal(*)

Smelter Name(*)

Facility Location(*)

Compliant

Gold

Navoi Mining and Metallurgical Combinat

Uzbekistan

No

Gold

NH Recytech Company

Republic of Korea

Active1

Gold

Nihon Material Co., Ltd.

Japan

Yes

Gold

Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH

Austria

Yes

Gold

Ohura Precious Metal Industry Co., Ltd.

Japan

Yes

Gold

OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)

Russian Federation

Yes

Gold

OJSC Novosibirsk Refinery

Russian Federation

Yes

Gold

PAMP S.A.

Switzerland

Yes

Gold

Pease & Curren

United States of America

No

Gold

Penglai Penggang Gold Industry Co., Ltd.

China

No

Gold

Planta Recuperadora de Metales SpA

Chile

Yes

Gold

Prioksky Plant of Non-Ferrous Metals

Russian Federation

Yes

Gold

PT Aneka Tambang (Persero)  Tbk

Indonesia

Yes

Gold

PX Precinox S.A.

Switzerland

Yes

Gold

Rand Refinery (Pty) Ltd.

South Africa

Yes

Gold

Refinery of Seemine Gold Co., Ltd.

China

No

Gold

Remondis Argentia B.V.

Netherlands

Active1

Gold

Republic Metals Corporation

United States of America

Yes

Gold

Royal Canadian Mint

Canada

Yes

Gold

SAAMP

France

Yes

Gold

Sabin Metal Corp.

United States of America

No

Gold

Safimet S.p.A

Italy

Yes

Gold

SAFINA A.S.

Czech Republic

Yes

Gold

Sai Refinery

India

No

Gold

Samduck Precious Metals

Republic of Korea

Yes

Gold

Samwon Metals Corp.

Republic of Korea

No

Gold

SAXONIA Edelmetalle GmbH

Germany

Yes

Gold

Schone Edelmetaal B.V.

Netherlands

No

Gold

SEMPSA Joyeria Plateria S.A.

Spain

Yes

Gold

Shandong Tiancheng Biological Gold Industrial Co., Ltd.

China

No

Gold

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

China

Yes

Gold

Sichuan Tianze Precious Metals Co., Ltd.

China

Yes

Gold

Singway Technology Co., Ltd.

Taiwan, Province Of China

Yes

Gold

SOE Shyolkovsky Factory of Secondary Precious Metals

Russian Federation

Yes

Gold

Solar Applied Materials Technology Corp.

Taiwan, Province Of China

Yes

Gold

State Research Institute Center for Physical Sciences and Technology

Lithuania

No

Gold

Sudan Gold Refinery

Sudan

No

Gold

Sumitomo Metal Mining Co., Ltd.

Japan

Yes

Gold

SungEel HiMetal Co., Ltd.

Republic of Korea

Yes

Gold

T.C.A S.p.A

Italy

Yes

Gold

Tanaka Kikinzoku Kogyo K.K.

Japan

Yes

Gold

The Refinery of Shandong Gold Mining Co., Ltd.

China

Yes

Gold

Tokuriki Honten Co., Ltd.

Japan

Yes

Gold

Tongling Nonferrous Metals Group Co., Ltd.

China

No

Gold

Tony Goetz NV

Belgium

No

Gold

TOO Tau-Ken-Altyn

Kazakhstan

No

7

 


 

 

 

 

 

Metal(*)

Smelter Name(*)

Facility Location(*)

Compliant

Gold

Torecom

Republic of Korea

Yes

Gold

Umicore Brasil Ltda.

Brazil

Yes

Gold

Umicore Precious Metals Thailand

Thailand

Yes

Gold

Umicore S.A. Business Unit Precious Metals Refining

Belgium

Yes

Gold

United Precious Metal Refining, Inc.

United States of America

Yes

Gold

Universal Precious Metals Refining Zambia

Zambia

No

Gold

Valcambi S.A.

Switzerland

Yes

Gold

Western Australian Mint (T/a The Perth Mint)

Australia

Yes

Gold

WIELAND Edelmetalle GmbH

Germany

Yes

Gold

Yamakin Co., Ltd.

Japan

Yes

Gold

Yokohama Metal Co., Ltd.

Japan

Yes

Gold

Yunnan Copper Industry Co., Ltd.

China

No

Gold

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

China

Yes

Tantalum

Asaka Riken Co., Ltd.

Japan

Yes

Tantalum

Changsha South Tantalum Niobium Co., Ltd.

China

Yes

Tantalum

D Block Metals, LLC

United States of America

Yes

Tantalum

Duoluoshan

China

No

Tantalum

Exotech Inc.

United States of America

Yes

Tantalum

F&X Electro-Materials Ltd.

China

Yes

Tantalum

FIR Metals & Resource Ltd.

China

Yes

Tantalum

Global Advanced Metals Aizu

Japan

Yes

Tantalum

Global Advanced Metals Boyertown

United States of America

Yes

Tantalum

Guangdong Rising Rare Metals-EO Materials Ltd.

China

Yes

Tantalum

Guangdong Zhiyuan New Material Co., Ltd.

China

Yes

Tantalum

H.C. Starck Co., Ltd.

Thailand

Yes

Tantalum

H.C. Starck Hermsdorf GmbH

Germany

Yes

Tantalum

H.C. Starck Ltd.

Japan

Yes

Tantalum

H.C. Starck Smelting GmbH & Co. KG

Germany

Yes

Tantalum

H.C. Starck Tantalum and Niobium GmbH

Germany

Yes

Tantalum

Hengyang King Xing Lifeng New Materials Co., Ltd.

China

Yes

Tantalum

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

China

Yes

Tantalum

Jiangxi Tuohong New Raw Material

China

Yes

Tantalum

Jiujiang Janny New Material Co., Ltd.

China

Yes

Tantalum

JiuJiang JinXin Nonferrous Metals Co., Ltd.

China

Yes

Tantalum

KEMET Blue Metals

Mexico

Yes

Tantalum

KEMET Blue Powder

United States of America

Yes

Tantalum

LSM Brasil S.A.

Brazil

Yes

Tantalum

Metallurgical Products India Pvt., Ltd.

India

Yes

Tantalum

Mineracao Taboca S.A.

Brazil

Yes

Tantalum

Mitsui Mining and Smelting Co., Ltd.

Japan

Yes

Tantalum

Ningxia Orient Tantalum Industry Co., Ltd.

China

Yes

Tantalum

NPM Silmet AS

Estonia

Yes

Tantalum

Power Resources Ltd.

Macedonia, The Former Yugoslav Republic Of

Yes

Tantalum

QuantumClean

United States of America

Yes

Tantalum

RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd.

China

Yes

Tantalum

Solikamsk Magnesium Works OAO

Russian Federation

Yes

8

 


 

 

 

 

 

Metal(*)

Smelter Name(*)

Facility Location(*)

Compliant

Tantalum

Taki Chemical Co., Ltd.

Japan

Yes

Tantalum

Telex Metals

United States of America

Yes

Tantalum

Ulba Metallurgical Plant JSC

Kazakhstan

Yes

Tantalum

XinXing HaoRong Electronic Material Co., Ltd.

China

Yes

Tantalum

Yichun Jin Yang Rare Metal Co., Ltd.

China

No

Tin

Alpha

United States of America

Yes

Tin

An Vinh Joint Stock Mineral Processing Company

Viet Nam

No

Tin

Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.

China

Yes

Tin

Chifeng Dajingzi Tin Industry Co., Ltd.

China

Yes

Tin

China Tin Group Co., Ltd.

China

Yes

Tin

CNMC (Guangxi) PGMA Co., Ltd.

China

Yes

Tin

CV Ayi Jaya

Indonesia

Yes

Tin

CV Dua Sekawan

Indonesia

Yes

Tin

CV Gita Pesona

Indonesia

Yes

Tin

CV Tiga Sekawan

Indonesia

No

Tin

CV United Smelting

Indonesia

Yes

Tin

CV Venus Inti Perkasa

Indonesia

Yes

Tin

Dowa

Japan

Yes

Tin

Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company

Viet Nam

No

Tin

EM Vinto

Bolivia (Plurinational State Of)

Yes

Tin

Estanho de Rondonia S.A.

Brazil

No

Tin

Fenix Metals

Poland

Yes

Tin

Gejiu Fengming Metallurgy Chemical Plant

China

Yes

Tin

Gejiu Jinye Mineral Company

China

Yes

Tin

Gejiu Kai Meng Industry and Trade LLC

China

Yes

Tin

Gejiu Non-Ferrous Metal Processing Co., Ltd.

China

Yes

Tin

Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

China

Yes

Tin

Gejiu Zili Mining And Metallurgy Co., Ltd.

China

No

Tin

Guangdong Hanhe Non-Ferrous Metal Co., Ltd.

China

Yes

Tin

Guanyang Guida Nonferrous Metal Smelting Plant

China

Yes

Tin

HuiChang Hill Tin Industry Co., Ltd.

China

Yes

Tin

Huichang Jinshunda Tin Co., Ltd.

China

Yes

Tin

Jiangxi Ketai Advanced Material Co., Ltd.

China

Yes

Tin

Jiangxi New Nanshan Technology Ltd.

China

Yes

Tin

Magnu's Minerais Metais e Ligas Ltda.

Brazil

Yes

Tin

Malaysia Smelting Corporation (MSC)

Malaysia

Yes

Tin

Melt Metais e Ligas S.A.

Brazil

Yes

Tin

Metallo Belgium N.V.

Belgium

Yes

Tin

Metallo Spain S.L.U.

Spain

Yes

Tin

Mineracao Taboca S.A.

Brazil

Yes

Tin

Minsur

Peru

Yes

Tin

Mitsubishi Materials Corporation

Japan

Yes

Tin

Modeltech Sdn Bhd

Malaysia

Active1

Tin

Nghe Tinh Non-Ferrous Metals Joint Stock Company

Viet Nam

No

Tin

O.M. Manufacturing (Thailand) Co., Ltd.

Thailand

Yes

Tin

O.M. Manufacturing Philippines, Inc.

Philippines

Yes

9

 


 

 

 

 

 

Metal(*)

Smelter Name(*)

Facility Location(*)

Compliant

Tin

Operaciones Metalurgical S.A.

Bolivia (Plurinational State Of)

Yes

Tin

Pongpipat Company Limited

Myanmar

No

Tin

PT Aries Kencana Sejahtera

Indonesia

Yes

Tin

PT Artha Cipta Langgeng

Indonesia

Yes

Tin

PT ATD Makmur Mandiri Jaya

Indonesia

Yes

Tin

PT Babel Inti Perkasa

Indonesia

Yes

Tin

PT Bangka Prima Tin

Indonesia

Yes

Tin

PT Bangka Serumpun

Indonesia

Yes

Tin

PT Bangka Tin Industry

Indonesia

Yes

Tin

PT Belitung Industri Sejahtera

Indonesia

Yes

Tin

PT Bukit Timah

Indonesia

Yes

Tin

PT DS Jaya Abadi

Indonesia

Yes

Tin

PT Eunindo Usaha Mandiri

Indonesia

Yes

Tin

PT Inti Stania Prima

Indonesia

Yes

Tin

PT Karimun Mining

Indonesia

Yes

Tin

PT Kijang Jaya Mandiri

Indonesia

Yes

Tin

PT Lautan Harmonis Sejahtera

Indonesia

Yes

Tin

PT Menara Cipta Mulia

Indonesia

Yes

Tin

PT Mitra Stania Prima

Indonesia

Yes

Tin

PT Panca Mega Persada

Indonesia

Yes

Tin

PT Premium Tin Indonesia

Indonesia

Yes

Tin

PT Prima Timah Utama

Indonesia

Yes

Tin

PT Refined Bangka Tin

Indonesia

Yes

Tin

PT Sariwiguna Binasentosa

Indonesia

Yes

Tin

PT Stanindo Inti Perkasa

Indonesia

Yes

Tin

PT Sukses Inti Makmur

Indonesia

Yes

Tin

PT Sumber Jaya Indah

Indonesia

Yes

Tin

PT Timah  (Persero)  Tbk Kundur

Indonesia

Yes

Tin

PT Tinindo Inter Nusa

Indonesia

Yes

Tin

PT Tommy Utama

Indonesia

Yes

Tin

Resind Industria e Comercio Ltda.

Brazil

Yes

Tin

Rui Da Hung

Taiwan, Province Of China

Yes

Tin

Soft Metais Ltda.

Brazil

Yes

Tin

Super Ligas

Brazil

No

Tin

Thaisarco

Thailand

Yes

Tin

White Solder Metalurgia e Mineracao Ltda.

Brazil

Yes

Tin

Yunnan Tin Company Limited

China

Yes

Tungsten

A.L.M.T. TUNGSTEN Corp.

Japan

Yes

Tungsten

ACL Metais Eireli

Brazil

Yes

Tungsten

Asia Tungsten Products Vietnam Ltd.

Viet Nam

Yes

Tungsten

Chenzhou Diamond Tungsten Products Co., Ltd.

China

Yes

Tungsten

Chongyi Zhangyuan Tungsten Co., Ltd.

China

Yes

Tungsten

Fujian Jinxin Tungsten Co., Ltd.

China

Yes

Tungsten

Ganzhou Haichuang Tungsten Co., Ltd.

China

No

Tungsten

Ganzhou Huaxing Tungsten Products Co., Ltd.

China

Yes

Tungsten

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

China

Yes

10

 


 

 

 

 

 

Metal(*)

Smelter Name(*)

Facility Location(*)

Compliant

Tungsten

Ganzhou Seadragon W & Mo Co., Ltd.

China

Yes

Tungsten

Ganzhou Yatai Tungsten Co., Ltd.

China

Yes

Tungsten

Guangdong Xianglu Tungsten Co., Ltd.

China

Yes

Tungsten

H.C. Starck Smelting GmbH & Co. KG

Germany

Yes

Tungsten

Hunan Chenzhou Mining Co., Ltd.

China

Yes

Tungsten

Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji

China

Yes

Tungsten

Hunan Chunchang Nonferrous Metals Co., Ltd.

China

Yes

Tungsten

Hunan Litian Tungsten Industry Co., Ltd.

China

No

Tungsten

Hydrometallurg, JSC

Russian Federation

Yes

Tungsten

Japan New Metals Co., Ltd.

Japan

Yes

Tungsten

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

China

Yes

Tungsten

Jiangxi Dayu Longxintai Tungsten Co., Ltd.

China

Yes

Tungsten

Jiangxi Gan Bei Tungsten Co., Ltd.

China

No

Tungsten

Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.

China

No

Tungsten

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

China

Yes

Tungsten

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

China

Yes

Tungsten

Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.

China

No

Tungsten

Jiangxi Yaosheng Tungsten Co., Ltd.

China

Yes

Tungsten

Kennametal Fallon

United States of America

Yes

Tungsten

Kennametal Huntsville

United States of America

Yes

Tungsten

Malipo Haiyu Tungsten Co., Ltd.

China

Yes

Tungsten

Moliren Ltd.

Russian Federation

Yes

Tungsten

Niagara Refining LLC

United States of America

Yes

Tungsten

Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC

Viet Nam

Yes

Tungsten

Philippine Chuangxin Industrial Co., Inc.

Philippines

Yes

Tungsten

South-East Nonferrous Metal Company Limited of Hengyang City

China

Yes

Tungsten

Tejing (Vietnam) Tungsten Co., Ltd.

Viet Nam

Yes

Tungsten

Unecha Refractory metals plant

Russian Federation

Yes

Tungsten

Vietnam Youngsun Tungsten Industry Co., Ltd.

Viet Nam

Yes

Tungsten

Wolfram Bergbau und Hutten AG

Austria

Yes

Tungsten

Woltech Korea Co., Ltd.

Republic of Korea

Yes

Tungsten

Xiamen Tungsten (H.C.) Co., Ltd.

China

Yes

Tungsten

Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.

China

Yes

Tungsten

Xinhai Rendan Shaoguan Tungsten Co., Ltd.

China

Yes

 

 

1Active smelters have not finalized their first RMAP and cannot be classified as compliant or not. 

 

 

 

 

 

 

 

 

 

 

 

11