Form: 3

Initial statement of beneficial ownership of securities

December 5, 2017

Documents

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES


Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Carey Nate C
(Last) (First) (Middle)
10 LONGS PEAK DRIVE
(Street)
BROOMFIELD CO 80021
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/27/2017 		3. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BLL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President & Controller
 5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
401K 447.389 D(1)
Common Stock 7,661.8334 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) 02/04/2016 02/04/2025 Common Stock 6,800 33.075 D
Stock Option (Right to Buy) 01/27/2017 01/27/2026 Common Stock 6,800 33.05 D
Stock Option (Right to Buy) 04/26/2018 04/26/2027 Common Stock 6,940 37.585 D
Restricted Stock Units (2) (3) Common Stock 11,866 (3) D
Explanation of Responses:
1. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
2. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
3. Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.
/s/ Janice L. Rodriguez, attorney-in-fact for Mr. Carey 12/05/2017
** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.