Form: 4

Statement of changes in beneficial ownership of securities

August 2, 2018

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP


Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Peterson James N

(Last) (First) (Middle)
10 LONGS PEAK DRIVE

(Street)
BROOMFIELD CO 80021

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BLL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & COO Global MF & HHP Pkg
3. Date of Earliest Transaction (Month/Day/Year)
08/01/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 48,392.184 D
Common Stock 142.9357 I 401(k) Plan(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Deferred Compensation Company Stock Plan (2) (3) (3) Common Stock 51,358.6639 51,358.6639 D
Restricted Stock Units (4) (4) (4) Common Stock 46,897 46,897 D
Stock Appreciation Rights (sars) $38.375 01/25/2018 01/25/2027 Common Stock 28,104 28,104 D
Stock Appreciation Rights (sars) $33.075 02/04/2016 02/04/2025 Common Stock 14,648 14,648 D
Stock Appreciation Rights (sars) $33.05 01/27/2017 01/27/2026 Common Stock 23,684 23,684 D
Stock Appreciation Rights (sars) $24.535 01/29/2015 01/29/2024 Common Stock 17,600 17,600 D
Stock Appreciation Rights (sars) $22.965 01/30/2014 01/30/2023 Common Stock 17,200 17,200 D
Stock Appreciation Rights (sars) $18.85 01/25/2013 01/25/2022 Common Stock 23,000 23,000 D
Stock Option (Right to Buy) $38.84 01/24/2019 01/24/2028 Common Stock 30,871 30,871 D
Stock Options (Right to buy) $18.85 01/25/2013 01/25/2022 Common Stock 2,000 2,000 D
Explanation of Responses:
1. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
2. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
3. Stock Units in the Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
4. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
Remarks:
Reporting Person is no longer subject to Section 16.
/s/ Charles E Baker, attorney-in-fact for Mr. Peterson 08/01/2018
** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

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