Form: 3

Initial statement of beneficial ownership of securities

December 22, 2016

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES


Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Fisher Daniel William

(Last) (First) (Middle)
10 LONGS PEAK DRIVE

(Street)
BROOMFIELD CO 80021

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/12/2016
3. Issuer Name and Ticker or Trading Symbol
BALL CORP [ BLL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sr VP & COO Global Bev Pkg
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
401K 901.569 I 401(k) Plan(1)
Common Stock 2,728 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (iso) (Right to Buy) 01/25/2013 01/25/2022 Common Stock 875 37.7 D
Restricted Stock Units (2) (2) Common Stock 18,284 (2) D
Stock Appreciation Rights (sars) 01/25/2013 01/25/2022 Common Stock 875 37.7 D
Stock Appreciation Rights (sars) 01/30/2014 01/30/2023 Common Stock 1,800 45.93 D
Stock Appreciation Rights (sars) 01/29/2015 01/29/2024 Common Stock 3,500 49.07 D
Stock Appreciation Rights (sars) 01/27/2017 01/27/2026 Common Stock 9,689 66.1 D
Stock Appreciation Rights (sars) 02/04/2016 02/04/2025 Common Stock 11,268 66.15 D
Explanation of Responses:
1. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
2. Restricted Stock Units awarded under the Stock and Cash Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
/s/ Janice L. Rodriguez, attorney-in-fact for Mr. Fisher 12/22/2016
** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

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