Form: 4

Statement of changes in beneficial ownership of securities

November 12, 2020

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP


Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Fisher Daniel William
(Last) (First) (Middle)
9200 W. 108TH CIRCLE
(Street)
WESTMINSTER CO 80021
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BLL ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sr VP & COO Global Bev Pkg
3. Date of Earliest Transaction (Month/Day/Year)
11/10/2020
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/10/2020 S 5,000 D $93.3838(1) 55,511(2) D
Common Stock 11/11/2020 M(3) 3,400 A $95.52 9,871.4274 I By Spouse(4)
Common Stock 11/11/2020 S 3,400 D $95.52 6,471.4274 I By Spouse(4)
Common Stock 1,859.761 I 401(k) Plan(5)
Common Stock 1,081.322 I 401(k) Plan by Spouse(5)(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $33.05 11/11/2020 M(6) 3,400 01/27/2017 01/27/2026 Common Stock 3,400 $0 3,400 I By Spouse(4)
Stock Option (Right to Buy) $37.585 04/26/2018 04/26/2027 Common Stock 6,940 6,940 I By Spouse(4)
Stock Option (Right to Buy) $38.84 01/24/2019 01/24/2028 Common Stock 5,520 5,520 I By Spouse(4)
Stock Option (Right to Buy) $50.78 01/23/2020 01/23/2029 Common Stock 4,130 4,130 I By Spouse(4)
Stock Option (Right to Buy) $72.59 01/29/2021 01/29/2030 Common Stock 3,906 3,906 I By Spouse(4)
Restricted Stock Units (7) (7) (7) Common Stock 2,427 2,427 I By Spouse(4)
Explanation of Responses:
1. This transaction was executed in multiple trades at prices ranging from $93.34 to $93.475. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon equest to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
2. Due to administrative error, the Form 4 filed on July 17, 2020 understated the number of shares beneficially owned after the transaction by 2,470 shares.
3. Common stock acquired upon exercise of Non- Qualified Stock Options (NQs).
4. The reporting person expressly disclaims beneficial ownership of these securities.
5. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
6. Exercise of Non- Qualified Stock Options (NQs).
7. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
/s/ Charles E. Baker, attorney-in-fact for Mr. Fisher 11/12/2020
** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.