4: Statement of changes in beneficial ownership of securities
Published on February 28, 2003
4
1
0001205942
Officer
Ball Corporation
0000009389<IRS-NUMBER>35-0160610
02/28/03
4
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
[ ] Check this box if no longer subject to Section 16.
Form 4 or Form 5 obligations may continue.
1. |
Name and Address of Reporting Person(s)
|
2. | Issuer Name and Ticker or Trading Symbol |
3. | I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) |
4. | Statement for Month/Day/Year 2/28/2003 |
5. | If Amendment, Date of Original (Month/Day/Year) |
6. | Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) CONTROLLER |
7. | Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person |
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code V Amount D Price End of Month I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 02/28/03 M 1,500 A $13.3125 D Direct Common Stock 02/28/03 M 500 A $17.9688 D Direct Common Stock 02/28/03 M 2,700 A $27.5625 D Direct Common Stock 02/28/03 M 800 A $21.2250 11,795 D Direct Common Stock 968 I 401(k) plan Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code V A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (right to$13.3125 02/28/03 M 1,500 04/22/98 (1) 04/22/07 buy) Employee Stock Option (right to$17.9688 02/28/03 M 500 04/21/99 (1) 04/21/08 buy) Employee Stock Option (right to$21.2250 02/28/03 M 800 03/06/02 (1) 03/06/11 buy) Employee Stock Option (right to$27.5625 02/28/03 M 2,700 04/27/00 (1) 04/27/09 buy) Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Month - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (right to02/28/03 Common Stock 1,500 0 D Direct buy) Employee Stock Option (right to02/28/03 Common Stock 500 0 D Direct buy) Employee Stock Option (right to02/28/03 Common Stock 800 4,200 D Direct buy) Employee Stock Option (right to02/28/03 Common Stock 2,700 900 D Direct buy)Explanation of Responses: (1) Shares exercisable beginning one year after grant in 25% increments. - - Total number of Common Shares directly owned includes shares acquired through participation in the Ball Corporation Employee Stock Purchase Plan. Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment and employer matching contributions.
SIGNATURE OF REPORTING PERSON
/S/ By: Mary L. Rose, Dir., Exec. Comp. Prog.
For: Douglas K. Bradford
DATE 02/28/03